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Wash. Court of Appeals published opinion — D2 43018-5-II Published Opinion.pdf

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Wash. Court of Appeals published opinion — D2 43018-5-II Published Opinion.pdf
Jurisdiction
Washington (state)
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Haberman, 109 Wn.2d at 131. Second, we look at whether the defendant's conduct has created a
force or series of forces that are in continuous and active operation up to the time of sale, or

whether the defendant's conduct has created a situation harmless unless acted upon by other
             

No. 43018 5
- II
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forces for which the defendant is not responsible. Haberman, 109 Wn.2d at 131 3
- 2. Third, we

consider whether a time lapse occurred between the defendant's conduct toward the sale and the

time of the sale. Haberman, 109 Wn.2d at 132. Under this test, the law may impose liability on

someone in addition to the immediate seller if the person's participation was a substantial

contributing factor in the violation of the Act. Haberman, 109 Wn.2d at 130.

This substantial contributive factor test applies only to persons who have the attributes of

a seller. Brin v. Stutzman, 89 Wn. App. 809, 829, 951 P.2d 291, review denied, 136 Wn.2d 1004

1998).And the absence of any real promotional conduct on the part of a defendant supports the
conclusion that the defendant was not a substantial contributive factor. See Shinn v. Thrust IV,

Inc.,56 Wn. App. 827;851, 786 P.2d 285, review denied, 114 Wn.2d 1023 (1990).

B. Analysis

As a threshold matter we note that the Roberts rely on two undisputed facts to support

their claim that Donnerstag was a securities seller: (1)Donnerstag introduced them to DBSI and

2)Donnerstag received a fee. Even recognizing that Donnerstag introduced the Roberts to

DBSI and received a fee, we agree with the trial court and conclude as a matter of law that

Donnerstag did not sell the subject property to the Roberts.